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Disclaimer
Privacy Policy
At Striker Securities, Inc. (Striker) we value our customers, and maintaining customer trust and confidence is our highest priority. This Privacy Policy is intended to assist you in understanding our practices and procedures concerning the handling of customer information.

This Privacy Policy explains the manner in which Striker (sometimes referred to herein as "we," "us," or "our") collects, utilizes and maintains nonpublic personal information about its customers and those parties with whom Striker has a prospective relationship (sometimes referred to herein as "you" or "your"). This Privacy Policy only applies to nonpublic personal information of individuals (not entities).

Nonpublic Personal Information Collected We collect nonpublic personal information when you (a) open and maintain an account with us or (b) inquire as to a financial product or service offered by us. Specifically, we collect nonpublic personal information from the following sources:
  • From account opening documents and any other forms delivered by you to us (such as name, address, social security number or tax identification number, assets, and income);
  • From transactions made by or with us (including account balances, and cash deposits/withdrawals);
  • From entities outside of Striker (e.g., information obtained from credit rating agencies);
  • From visits to the Striker web site (cookies may be used to track your activities while on a web site, although cookies do not contain personal information about you unless you knowingly provide it); and
  • From any direct inquiry regarding a Striker product or financial service.

Sharing of Nonpublic Personal Information

We do not sell or rent customer information. We do not disclose nonpublic personal information about customers (current or former) to any nonaffiliated third parties or to affiliated entities, except as permitted by law. Such instances where information may be shared include:
  • To service providers in connection with the administration and servicing of an account, which may include attorneys, accountants, auditors and other professionals;
  • To affiliated companies in order to provide you with ongoing personal advice and assistance with respect to the products and services you have purchased through us and to introduce you to other products and services that may be of value to you;
  • To respond to a subpoena or court order, judicial process or to regulatory authorities; and
  • To protect against fraud, unauthorized transactions (such as money laundering), claims or other liabilities.
Striker Opt Out Procedures

For those clients and client prospects that subscribe, Striker sends a monthly informational and educational newsletter called "The Striker Report" which includes easy to access Opt Out action for those that wish to be removed from the mailing list.

Security

Striker is committed to protection of your personal information and to protecting your privacy.

Only authorized Striker employees or agents will have access to your personal information. All of our employees, affiliates and service providers are held to the highest standards of privacy and security.

Questions

Should you have any questions regarding our Privacy Policy, please contact us by phone at (312) 987-0043 and ask to speak to an account representative or Striker's compliance department.


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Striker Securities, Inc.
940 N. Industrial Drive
Elmhurst, IL 60126
800-669-8838 (Toll-Free)
312-987-0043 (International)
312-987-9088 (Fax)
Contact by Email »
 

Disclaimer The risk of trading can be substantial and each investor and/or trader must consider whether this is a suitable investment. Past performance, whether actual or indicated by simulated historical tests of strategies, is not necessarily indicative of future results. Striker is a member of the National Futures Association ("NFA"), the Managed Funds Association ("MFA"), and the National Introducing Broker Association ("NIBA"). Striker is registered with the Commodity Futures Trading Commission ("CFTC"), and was formerly registered with the Securities Exchange Commission ("SEC"). Additionally, Striker is a former member of the Financial Industry Regulatory Authority ("FINRA"), and the Securities Investor Protection Corporation ("SIPC"). FINRA is the largest non-governmental regulator for all securities business in the United States. Please read Striker Disclosure Statement for the additional disclosure.

Futures Trading Disclaimer:
Transactions in securities futures, commodity and index futures and options on futures carry a high degree of risk. The amount of initial margin is small relative to the value of the futures contract, meaning that transactions are heavily "leveraged". A relatively small market movement will have a proportionately larger impact on the funds you have deposited or will have to deposit: this may work against you as well as for you. You may sustain a total loss of initial margin funds and any additional funds deposited with the clearing firm to maintain your position. If the market moves against your position or margin levels are increased, you may be called upon to pay substantial additional funds on short notice to maintain your position. If you fail to comply with a request for additional funds within the time prescribed, your position may be liquidated at a loss and you will be liable for any resulting deficit. For accounts that are deemed abandoned or inactive, Striker may charge up to a $35.00 monthly inactivity fee, depending on the clearing firm where the account is held. If the Net Liquidity of an account reaches a Daily Loss Limit of 80%, open positions will attempt to be liquidated. Clients are responsible for monitoring their positions and are financially responsible for any losses generated by open positions in the account. Striker retains its right to liquidate positions in any account, at its sole discretion, with no forewarning.

Forex Trading Disclosure:
Trading cash Foreign Exchange ("FX") contracts carries the same high level of risk as futures trading (Futures Trading Disclaimer). However cash FX, unlike futures FX contracts that are regulated by the Commodity Trading Futures Commission, are not regulated by any governmental agency. In addition, because there is not a central clearing house for cash FX transactions, there is also a counterparty risk for each contact. For additional information please read the National Futures Association ("NFA") August 2003 "Investor Alert" found on the Striker Disclaimer Page.